SourcingSourcing

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

B53
CRD 116667·SEC 801-123376·BOTHELL, WA
AUM
$137.3M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$412K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JOHNSON & SHUTE INVESTMENT ADVISORS, INC.
CRD
116667
SEC file #
801-123376
EIN
—
DBA names
—

Economics

AUM
$137.3M
AUM band
$100M-$500M
AUM trajectory
'23'26
$115.2M → $137.3M▲ +19%
Client mix
Individuals High Net Worth46
Individuals Other27
Pension Profit Sharing Plans1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
2 advisors → 2 advisors▬ 0%
Primary office
BOTHELL WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/17/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RADOVICH, GREGORY, A.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
RADOVICH, GREGORY, A.
SHUTE, RODGER, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2847773
Trust Company Affiliate
No

People (10)

10
RADOVICH, GREGORY, A.
IAR · Direct Owner · 87.5%
2847773
SHUTE, RODGER, PAUL
IAR · Executive Officer · 2.5%
1890392
Chad Lee Schneider
IAR
4191671
Dustin Humrich
IAR
6807632
Elizabeth Anne Krog
IAR
6898004
EDWARD J ROSSI
IAR
2318022
JANICE JACQUELINE WHITTEN
IAR
2882019
DWANE JOSEPH BACAK
IAR
2594022
ERIC Luan-Trong NGUYEN
IAR
6872918
Tavis Gannon Parkerson
IAR
7366185