SourcingSourcing

HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

B61
CRD 116670·SEC 801-61192·ASHBURN, VA
AUM
$357.2M
$100M-$500M
Est. Revenue
$3.6M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HOULIHAN FINANCIAL RESOURCE GROUP, LTD.
CRD
116670
SEC file #
801-61192
EIN
541955328
DBA names
—

Economics

AUM
$357.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$250.7M → $357.2M▲ +42%
Client mix
Individuals High Net Worth93
Individuals Other78

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
ASHBURN VA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOULIHAN, PATRICIA, POWELL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HOULIHAN, PATRICIA, POWELL
HOULIHAN, RYAN, P
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001802879
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2020-02-11
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001802879-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
20405 EXCHANGE STREET, SUITE 371ASHBURN, VA 20147
Business
20405 EXCHANGE STREET, SUITE 371ASHBURN, VA 20147
Edgar EIN
541955328
Edgar Recent Filings
13F-HR2026-04-29 · 0001802879-26-000002
13F-HR2026-02-10 · 0001802879-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1300173
Trust Company Affiliate
No

People (3)

3
HOULIHAN, PATRICIA, POWELL
IAR · Direct Owner · 62.5%
1300173
HOULIHAN, RYAN, P
IAR · Direct Owner · 37.5%
3237453
CARLTON LEE FITCH
IAR
5604966