SourcingSourcing

TAYLOR FINANCIAL GROUP, INC.

B51
CRD 116744·SEC 801-61747·ROANOKE, VA
AUM
$410.0M
$100M-$500M
Est. Revenue
$4.1M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TAYLOR FINANCIAL GROUP, INC.
CRD
116744
SEC file #
801-61747
EIN
541382027
DBA names
—

Economics

AUM
$410.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$202.0M → $410.0M▲ +103%
Client mix
Individuals Other395
Individuals High Net Worth103
Corporations2
Charitable Organizations1

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
5 advisors → 4 advisors▼ -20%
Primary office
ROANOKE VA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/24/2026
ADV-W filed at
—
Website
taylorfg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TAYLOR, JOHN, SAMUEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
TAYLOR, JOHN, SAMUEL
TAYLOR, MARVIN, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TAYLORFG.COM
Rdap Domain Creation Date
2004-10-14T18:01:35Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
IONOS SE

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002012516
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2024-02-20
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
11
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001172661-26-001849

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
3102 BRAMBLETON AVENUEROANOKE, VA 24018
Business
3102 BRAMBLETON AVENUEROANOKE, VA 24018
Edgar EIN
541382027
Edgar Recent Filings
13F-HR2026-05-14 · 0001172661-26-001849
13F-HR2026-02-06 · 0001172661-26-000508
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-14T18:01:35Z
Rdap Domain Last Changed
2025-10-15T07:32:11Z
Rdap Nameservers
Ns1019.ui-dns.bizNs1019.ui-dns.comNs1019.ui-dns.deNs1019.ui-dns.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2244949
Trust Company Affiliate
No

People (4)

4
TAYLOR, JOHN, SAMUEL
IAR · Direct Owner · 62.5%
2244949
TAYLOR, MARVIN, WILLIAM
IAR · Direct Owner · 37.5%
443361
Arce, Jay, Steve
IAR · Direct Owner · 17.5%
6579505
Cassandra Martin Conte
IAR
6550107