SourcingSourcing

FLECKENSTEIN CAPITAL, INC.

C18
CRD 116810·SEATTLE, WA
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FLECKENSTEIN CAPITAL, INC.
CRD
116810
SEC file #
—
EIN
000000000
DBA names
Fleckenstein Capital, Inc.

Economics

AUM
—
AUM band
—
AUM trajectory
—
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
—
Primary office
SEATTLE WA
Branches
Count1

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
—
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FLECKENSTEIN, WILLIAM, ALAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FLECKENSTEIN, WILLIAM, ALAN
SIMPSON, MARY, FLECKENSTEIN
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001461809
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2009-04-15
Edgar Last Filing Date
2025-10-23
Edgar Form D Count
19
Edgar Form D Offerings
2025-10-232025-10-23 · 0000919574-25-006223
2024-10-232024-10-23 · 0000919574-24-005975

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
FLECKENSTEIN CAPITAL INC.815 HILLSIDE DRIVE E.SEATTLE, WA 98112
Business
FLECKENSTEIN CAPITAL INC.815 HILLSIDE DRIVE E.SEATTLE, WA 98112
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-10-23 · 0000919574-25-006223
D/A2024-10-23 · 0000919574-24-005975
Top Owner CRD
707540

People (2)

2
WILLIAM ALAN FLECKENSTEIN
IAR · Direct Owner · 87.5%
707540
MARY FLECKENSTEIN SIMPSON
IAR · Executive Officer · 2.5%
2086355