SourcingSourcing

THE ENTERPRISE INVESTMENT COMPANY

B51
CRD 116889·SEC 801-103471·FARMINGTON HILLS, MI
AUM
$607.1M
$500M-$1B
Est. Revenue
$6.1M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE ENTERPRISE INVESTMENT COMPANY
CRD
116889
SEC file #
801-103471
EIN
—
DBA names
—

Economics

AUM
$607.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$213.2M → $607.1M▲ +185%
Client mix
Individuals High Net Worth795
Pension Profit Sharing Plans46

Operations

Employees (total)
7
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
4 advisors → 7 advisors▲ +75%
Primary office
FARMINGTON HILLS MI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
pappasfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PAPPAS, NORMAN, ARTHUR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
PAPPAS, NORMAN, ARTHUR
MARRA, ANDREW, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PAPPASFINANCIAL.COM
Rdap Domain Creation Date
2002-12-11T18:14:55Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-12-11T18:14:55Z
Rdap Domain Last Changed
2023-12-11T18:39:46Z
Rdap Nameservers
Ns95.worldnic.comNs96.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
356173
Trust Company Affiliate
No

People (5)

5
PAPPAS, NORMAN, ARTHUR
IAR · Direct Owner · 87.5%
356173
FELDMAN, GIL, J
IAR · Direct Owner · 17.5%
3161075
ANDREW JOHN MARRA
Direct Owner · 17.5%
4763966
EDWARD J ALBERS
Direct Owner · 17.5%
4585063
ADAM JOHN OFFERMAN
Executive Officer · 2.5%
5641186