SourcingSourcing

CARGILE INVESTMENT MANAGEMENT, INC.

B64
CRD 116982·SEC 801-64513·MIDLAND, TX
AUM
$394.6M
$100M-$500M
Est. Revenue
$3.9M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARGILE INVESTMENT MANAGEMENT, INC.
CRD
116982
SEC file #
801-64513
EIN
842843057
DBA names
Cargile Investment Management

Economics

AUM
$394.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$123.6M → $394.6M▲ +219%
Client mix
Individuals Other138
Individuals High Net Worth58
Corporations7
Investment Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
3 advisors → 1 advisors▼ -67%
Primary office
MIDLAND TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
cargileinvestments.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARGILE, MICKEY, RAY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CARGILE, MICKEY, RAY
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CARGILEINVESTMENTS.COM
Rdap Domain Creation Date
2011-03-28T20:30:42Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
4
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001821484
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2020-08-19
Edgar Last Filing Date
2021-08-10
Edgar Form D Count
2
Edgar Form D Offerings
2021-08-102021-08-10 · 0001832885-21-000085
2020-08-192020-08-19 · 0001821316-20-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
415 W WALLSUITE 2200MIDLAND, TX 79701
Business
415 W WALLSUITE 2200MIDLAND, TX 79701
Edgar EIN
842843057
Edgar Recent Filings
D/A2021-08-10 · 0001832885-21-000085
D2020-08-19 · 0001821316-20-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-03-28T20:30:42Z
Rdap Domain Last Changed
2026-03-29T12:03:40Z
Rdap Nameservers
Ns51.1and1.comNs52.1and1.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
730664
Trust Company Affiliate
No

People (3)

3
CARGILE, MICKEY, RAY
IAR · Direct Owner · 87.5%
730664
CHARLES ROSS GAINES
IAR
1524626
KEITH WAYNE PARKER
IAR
730668