SourcingSourcing

STILES FINANCIAL SERVICES INCORPORATED

C38
CRD 117023·SEC 801-110176·EDINA, MN
AUM
$548.7M
$500M-$1B
Est. Revenue
$5.5M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$13.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STILES FINANCIAL SERVICES INCORPORATED
CRD
117023
SEC file #
801-110176
EIN
—
DBA names
Stiles Financial Services, Inc.

Economics

AUM
$548.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$2.2M → $548.7M▲ +24956%
Client mix
Individuals Other142
Individuals High Net Worth104
Pension Profit Sharing Plans11
Charitable Organizations3
Corporations1

Operations

Employees (total)
12
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
3 advisors → 8 advisors▲ +167%
Primary office
EDINA MN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
facebook.com/stilesfinancialservicesinc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STILES, SUSAN, MARTA
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
STILES, SUSAN, MARTA
GIERACH, MARK, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
146,193
Form 5500 Compensation Trajectory 3y
2025146,193
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
146,193
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2278334
Trust Company Affiliate
No

People (9)

9
STILES, SUSAN, MARTA
IAR · Direct Owner · 87.5%
2278334
GIERACH, MARK, ROBERT
IAR · Executive Officer · 2.5%
3116480
Stone, John, R
IAR · Executive Officer · 2.5%
2224665
Robbins, Jeffery, Charles
Executive Officer · 2.5%
7894251
Rachel Katherine Engel
IAR
7115308
Kristine Elizabeth Meyer
IAR
7176179
PAUL E TICHY
IAR
1448730
EDGAR CHRISTIAN VILLEGAS
IAR
6979645
Bradford Trusler Aylin
IAR
7476230