SourcingSourcing

MENGIS CAPITAL MANAGEMENT, INC.

C47
CRD 117127·SEC 801-60688·PORTLAND, OR
AUM
$903.5M
$500M-$1B
Est. Revenue
$9.0M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MENGIS CAPITAL MANAGEMENT, INC.
CRD
117127
SEC file #
801-60688
EIN
931326290
DBA names
—

Economics

AUM
$903.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$261.9M → $903.5M▲ +245%
Client mix
Individuals Other133
Individuals High Net Worth130
Corporations20
Charitable Organizations14
Pension Profit Sharing Plans3

Operations

Employees (total)
7
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
mengiscapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MENGIS, JOSEPH, JEFFREY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
MENGIS, JOSEPH, JEFFREY
PATTERSON, MICHAEL, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MENGISCAPITAL.COM
Rdap Domain Creation Date
2001-11-02T01:36:14Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001609674
Edgar Registered
Yes
Edgar Filing Count
50
Edgar First Filing Date
2015-02-10
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
50
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001609674-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
ONE SW COLUMBIA ST. SUITE 780PORTLAND, OR 97204
Business
ONE SW COLUMBIA ST. SUITE 780PORTLAND, OR 97204
Edgar EIN
931326290
Edgar Recent Filings
13F-HR2026-05-12 · 0001609674-26-000003
13F-HR2026-03-05 · 0001609674-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-11-02T00:36:14Z
Rdap Domain Last Changed
2026-03-21T02:51:32Z
Rdap Nameservers
Ns43.domaincontrol.comNs44.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1634264
Trust Company Affiliate
No

People (6)

6
MENGIS, JOSEPH, JEFFREY
IAR · Direct Owner · 87.5%
1634264
PATTERSON, MICHAEL, DAVID
IAR · Direct Owner · 17.5%
5433545
ASCHBACHER, CYNTHIA, MARIE
IAR · Executive Officer · 2.5%
1676713
Martin Jean Bats
IAR
7831750
LINDSAY DIANE FROMHART
IAR
5740720
MICHAEL JEFFERY SOREM
IAR
6275682