SYNERGY ASSET MANAGEMENT, LLC

CRD

117201

SEC file #

801-64132

EIN

912138969

DBA names

—

Economics

AUM

$1.30B

AUM band

$1B+

AUM trajectory

'20 · $262.0M

'21 · $273.4M

'22 · $467.7M

'23 · $488.6M

'25 · $1.05B

'26 · $1.30B

'20'26

$262.0M → $1.30B▲ +396%

sec adv history

Client mix

Individuals Other	944
Individuals High Net Worth	209
Other Investment Advisers	40
Investment Companies	2
Pension Profit Sharing Plans	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 3 advisors

'21 · 3 advisors

'22 · 3 advisors

'23 · 3 advisors

'25 · 9 advisors

'26 · 10 advisors

'20'26

3 advisors → 10 advisors▲ +233%

sec adv history

Primary office

VANCOUVER WA

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles

Fee basis

% of AUMHourly chargesPerformance-based fees

Filings

Latest ADV filing

03/17/2026

ADV-W filed at

—

Website

samadvisortech.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

SYNERGY FINANCIAL SERVICES, INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

SYNERGY FINANCIAL SERVICES, INC.

SFM2 LLC

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

SAMADVISORTECH.COM

Rdap Domain Creation Date

2024-01-31T23:40:09Z

Rdap Firm Age Years

Rdap Firm Age Band

<5y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001699080

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2021-02-12

Edgar Last Filing Date

2026-05-13

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-13

Accession0001699080-26-000005

Edgar Former Names

Synergy Financial Management, LLC

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4
Interactive Brokers	3

adv brochure

Edgar Addresses

Mailing

13215 SE MILL PLAIN BLVDSUITE C8-321VANCOUVER, WA 98684

Business

13215 SE MILL PLAIN BLVDSUITE C8-321VANCOUVER, WA 98684

Edgar EIN

912138969

Edgar Recent Filings

13F-HR2026-05-13 · 0001699080-26-000005

13F-HR2026-01-13 · 0001699080-26-000002

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-01-31T23:40:09Z

Rdap Domain Last Changed

2024-01-31T23:40:10Z

Rdap Nameservers

Ns71.domaincontrol.comNs72.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate