SourcingSourcing

FINANCIAL MANAGEMENT ADVISORS, INC.

A67
CRD 117442·SEC 801-122762·TULLAHOMA, TN
AUM
$149.9M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$450K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL MANAGEMENT ADVISORS, INC.
CRD
117442
SEC file #
801-122762
EIN
—
DBA names
—

Economics

AUM
$149.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$101.2M → $149.9M▲ +48%
Client mix
Individuals Other488
Individuals High Net Worth32
Pension Profit Sharing Plans5

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
2 advisors → 1 advisors▼ -50%
Primary office
TULLAHOMA TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/24/2026
ADV-W filed at
—
Website
financialmanagementadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRATCHER, JAMES, DIETZEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BRATCHER, JAMES, DIETZEN
BRATCHER, JAMES, DIETZEN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FINANCIALMANAGEMENTADVISORS.COM
Rdap Domain Creation Date
2001-10-25T00:09:57Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Advanced Internet Technologies, Inc. (AIT)

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
36,380
Form 5500 Compensation Trajectory 3y
202536,380
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
36,380
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
11
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-10-25T00:09:57Z
Rdap Domain Last Changed
2021-09-10T19:00:52Z
Rdap Nameservers
Ns0.nameservices.netNs1.nameservices.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1068925
Trust Company Affiliate
No

People (4)

4
BRATCHER, JAMES, DIETZEN
IAR · Direct Owner · 62.5%
1068925
BRATCHER, JAMES, DIETZEN
IAR · Direct Owner · 17.5%
5299395
JOSEPH RAY EVANS
IAR
2358241
JESSICA LOUISE SMITH
IAR
4947099