PINNACLE WEALTH ADVISORS, LLC

C20
CRD 117517·SEC 801-116763·CLACKAMAS, OR
AUM
$549.7M
$500M-$1B
Est. Revenue
$5.5M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$13.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PINNACLE WEALTH ADVISORS, LLC
CRD
117517
SEC file #
801-116763
EIN
DBA names
Pinnacle Wealth Advisors

Economics

AUM
$549.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$111.6M → $549.7M▲ +393%
Client mix
Individuals Other736
Individuals High Net Worth74
Pension Profit Sharing Plans18
Charitable Organizations3
Pooled Investment Vehicles1

Operations

Employees (total)
21
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
4 advisors → 14 advisors▲ +250%
Primary office
CLACKAMAS OR
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PINNACLE WEALTH HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
PINNACLE WEALTH HOLDINGS, INC.
IMS HOLDCO INC.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
64,197
Form 5500 Compensation Trajectory 3y
202564,197
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
64,197
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No