SourcingSourcing

SHANKERVALLEAU WEALTH ADVISORS, INC.

C44
CRD 117527·SEC 801-62920·SKOKIE, IL
AUM
$645.3M
$500M-$1B
Est. Revenue
$6.5M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SHANKERVALLEAU WEALTH ADVISORS, INC.
CRD
117527
SEC file #
801-62920
EIN
363837268
DBA names
—

Economics

AUM
$645.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$296.1M → $645.3M▲ +118%
Client mix
Individuals High Net Worth130
Individuals Other73
Charitable Organizations4
Pension Profit Sharing Plans1

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
SKOKIE IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
shankervalleau.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOHN D. VALLEAU, JR. DECLARATION OF
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
JOHN D. VALLEAU, JR. DECLARATION OF
VALLEAU, JOHN, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SHANKERVALLEAU.COM
Rdap Domain Creation Date
1999-07-14T17:00:36Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001903273
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-01-27
Edgar Last Filing Date
2026-04-15
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-15
Accession0001903273-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
5215 OLD ORCHARD ROADSUITE 850SKOKIE, IL 60077
Business
5215 OLD ORCHARD ROADSUITE 850SKOKIE, IL 60077
Edgar EIN
363837268
Edgar Recent Filings
13F-HR2026-04-15 · 0001903273-26-000002
13F-HR2026-01-06 · 0001903273-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-14T17:00:36Z
Rdap Domain Last Changed
2026-05-15T06:29:37Z
Rdap Nameservers
Ns51.worldnic.comNs52.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (7)

7
VALLEAU, JOHN, DAVID
IAR · Executive Officer · 2.5%
2300422
Jennifer Wyton
IAR
7939988
JANICE JEAN HENNESSY
IAR
6418408
Adam Owen Kinsinger
IAR
7833196
COURSEY, MICHAEL, BERT
IAR
3242305
KATHLEEN MARIE VALLEAU
IAR
7230032
BRIAN MATTHEW SCHAEFFER
IAR
5249766