SourcingSourcing

FORREST FINANCIAL SERVICES L.L.C.

B50
CRD 117546·SEC 801-133938·WINDSOR HEIGHTS, IA
AUM
$154.0M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$462K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FORREST FINANCIAL SERVICES L.L.C.
CRD
117546
SEC file #
801-133938
EIN
—
DBA names
Forrest Financial Services

Economics

AUM
$154.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$127.0M → $154.0M▲ +21%
Client mix
Individuals Other54
Individuals High Net Worth46

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
WINDSOR HEIGHTS IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
forrestfinancialservices.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DEACON, PETER, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DEACON, PETER, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FORRESTFINANCIALSERVICES.COM
Rdap Domain Creation Date
2004-08-16T22:18:03Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2597
Soi Zip Pct 200k Plus
0.0504
Soi Zip Returns 200k Plus
130
Soi Zip Total AGI
202,184
Fdic Zip Total Deposits
1,513,411,000
Fdic Zip Branch Count
32
Fdic Zip Top Banks
Bankers Trust Company
Bank of the West

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Bank of the WestClive, IA
Bank of the WestClive, IA
Fdic Zip HHI
2610.15
Fdic Zip Top Bank Share Pct
36.83
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-16T22:18:03Z
Rdap Domain Last Changed
2025-08-17T16:32:37Z
Rdap Nameservers
Ns31.domaincontrol.comNs32.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI6,392
Returns520
Stub 2
AGI21,707
Returns580
Stub 3
AGI29,331
Returns480
Soi Zip Total Business Income
6,354
Soi Zip Total Cap Gains
9,122
Soi Zip Total Dividends
4,011
Soi Zip Total Returns
2,580
Top Owner CRD
4864977
Trust Company Affiliate
No

People (2)

2
DEACON, PETER, JOHN
IAR · Direct Owner · 87.5%
4864977
STEPHEN EUGENE FORREST
IAR
4528953