SourcingSourcing

CONWAY FINANCIAL GROUP, LLC

B59
CRD 117608·SEC 801-130486·CHESTERFIELD, MO
AUM
$177.7M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$533K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CONWAY FINANCIAL GROUP, LLC
CRD
117608
SEC file #
801-130486
EIN
—
DBA names
—

Economics

AUM
$177.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$138.2M → $177.7M▲ +29%
Client mix
Individuals High Net Worth52
Individuals Other32

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
CHESTERFIELD MO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
Fixed fees

Filings

Latest ADV filing
01/30/2026
ADV-W filed at
—
Website
conwayfinancialgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CONWAY, PATRICIA, MAUREEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CONWAY, PATRICIA, MAUREEN
Camp, Dylan, James
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CONWAYFINANCIALGROUP.COM
Rdap Domain Creation Date
2005-09-15T16:46:53Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-15T16:46:53Z
Rdap Domain Last Changed
2022-09-10T05:18:47Z
Rdap Nameservers
Bella.ns.cloudflare.comDane.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1989122
Trust Company Affiliate
No

People (2)

2
CONWAY, PATRICIA, MAUREEN
IAR · Direct Owner · 62.5%
1989122
Camp, Dylan, James
IAR · Direct Owner · 37.5%
6840380