SourcingSourcing

CONCORDE FINANCIAL RESOURCES I INC.

C44
CRD 117836·SEC 801-113094·YORK, SC
AUM
$231.0M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$693K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CONCORDE FINANCIAL RESOURCES I INC.
CRD
117836
SEC file #
801-113094
EIN
—
DBA names
Concorde Financial Resources

Economics

AUM
$231.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$111.5M → $231.0M▲ +107%
Client mix
Individuals Other157
Individuals High Net Worth74
Other3
Corporations1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
YORK SC
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicals
Fee basis
% of AUM

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
concordefinancialresources.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FERGUSON, MARY, CATHERINE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FERGUSON, MARY, CATHERINE
TRUNCK, JESSICA, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CONCORDEFINANCIALRESOURCES.COM
Rdap Domain Creation Date
2014-02-26T16:28:58Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2351
Soi Zip Pct 200k Plus
0.0596
Soi Zip Returns 200k Plus
940
Soi Zip Total AGI
1,211,001
Fdic Zip Total Deposits
6,570,365,000
Fdic Zip Branch Count
165
Fdic Zip Top Banks
Bank of York
First-Citizens Bank & Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
Bank of YorkYork, SC
Bank of YorkYork, SC
Fdic Zip HHI
3676.8
Fdic Zip Top Bank Share Pct
58.27
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-26T16:28:58Z
Rdap Domain Last Changed
2026-02-17T23:04:55Z
Rdap Nameservers
Ns1.hostmonster.comNs2.hostmonster.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI53,311
Returns4,220
Stub 2
AGI144,331
Returns3,940
Stub 3
AGI145,106
Returns2,350
Soi Zip Total Business Income
27,413
Soi Zip Total Cap Gains
54,538
Soi Zip Total Dividends
16,647
Soi Zip Total Returns
15,780
Top Owner CRD
4463477
Trust Company Affiliate
No

People (3)

3
FERGUSON, MARY, CATHERINE
IAR · Direct Owner · 87.5%
4463477
TRUNCK, JESSICA, MARIE
Executive Officer · 2.5%
4561886
Kenan Christian Kurtz
IAR
7462722