HOWARD CAPITAL MANAGEMENT, INC.

CRD

118070

SEC file #

801-69763

EIN

461154256

DBA names

—

Economics

AUM

$8.01B

AUM band

$1B+

AUM trajectory

'20 · $1.37B

'21 · $1.43B

'22 · $2.55B

'23 · $5.51B

'25 · $6.87B

'26 · $8.01B

'20'26

$1.37B → $8.01B▲ +486%

sec adv history

Client mix

Individuals Other	9,734
Individuals High Net Worth	812
Corporations	24
Other Investment Advisers	18
Investment Companies	7

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 11 advisors

'21 · 12 advisors

'22 · 15 advisors

'23 · 25 advisors

'25 · 15 advisors

'26 · 10 advisors

'20'26

11 advisors → 10 advisors▼ -9%

sec adv history

Primary office

ROSWELL GA

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses

Fee basis

% of AUMSubscription fees

Filings

Latest ADV filing

03/30/2026

ADV-W filed at

—

Website

howardcmetfs.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HCM HOLDING CO., INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

HCM HOLDING CO., INC.

BLACK, DORY, SEGALL

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

HOWARDCMETFS.COM

Rdap Domain Creation Date

2019-07-31T15:51:52Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

68,031

Form 5500 Compensation Trajectory 3y

2025

68,031

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

68,031

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001724134

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2018-02-05

Edgar Last Filing Date

2023-02-15

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2023-02-15

Accession0001724134-23-000002

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	4
E*trade	4
Axos Advisor Services	2

adv brochure

Edgar Addresses

Mailing

120 VANTIS DRIVESUITE 585ALISO VIEJO, X1 92656

Business

120 VANTIS DRIVESUITE 585ALISO VIEJO, X1 92656

Edgar EIN

461154256

Edgar Recent Filings

13F-HR/A2023-02-15 · 0001724134-23-000002

13F-HR2023-02-14 · 0001724134-23-000001

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2029-07-31T15:51:52Z

Rdap Domain Last Changed

2022-10-29T01:36:49Z

Rdap Nameservers

Ns69.domaincontrol.comNs70.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate