SourcingSourcing

WINNING POINTS ADVISORS, L.L.C.

A90
CRD 118077·SEC 801-78654·BOCA RATON, FL
AUM
$173.1M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$519K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WINNING POINTS ADVISORS, L.L.C.
CRD
118077
SEC file #
801-78654
EIN
—
DBA names
—

Economics

AUM
$173.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$267.2M → $173.1M▼ -35%
Client mix
Individuals Other183
Individuals High Net Worth25
Investment Companies1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
BOCA RATON FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
thewinningpoints.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STOLL, CHARLES, SUTCLIFFE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
STOLL, CHARLES, SUTCLIFFE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THEWINNINGPOINTS.COM
Rdap Domain Creation Date
2000-03-10T02:47:07Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Interactive Brokers2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-10T01:47:07Z
Rdap Domain Last Changed
2026-03-10T17:47:49Z
Rdap Nameservers
Ns-1092.awsdns-08.orgNs-112.awsdns-14.comNs-1855.awsdns-39.co.ukNs-696.awsdns-23.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
704129
Trust Company Affiliate
No

People (1)

1
STOLL, CHARLES, SUTCLIFFE
IAR · Direct Owner · 87.5%
704129