SourcingSourcing

DESMOND WEALTH MANAGEMENT, INC.

B54
CRD 118200·SEC 801-130455·WALNUT CREEK, CA
AUM
$145.0M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$435K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DESMOND WEALTH MANAGEMENT, INC.
CRD
118200
SEC file #
801-130455
EIN
—
DBA names
—

Economics

AUM
$145.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$124.4M → $145.0M▲ +16%
Client mix
Individuals High Net Worth39
Individuals Other19
Pension Profit Sharing Plans14

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
WALNUT CREEK CA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
desmondwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DESMOND, GREGORY, MAYHEW
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DESMOND, GREGORY, MAYHEW
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DESMONDWEALTH.COM
Rdap Domain Creation Date
2000-07-17T21:33:10Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-07-17T21:33:10Z
Rdap Domain Last Changed
2026-05-12T21:40:50Z
Rdap Nameservers
Ns05.domaincontrol.comNs06.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4484215
Trust Company Affiliate
No

People (2)

2
DESMOND, GREGORY, MAYHEW
IAR · Direct Owner · 87.5%
4484215
Mitchell Littlejohn Struthers
IAR
6731804