CAPSTONE WEALTH MANAGEMENT, LLC

CRD

118296

SEC file #

801-107846

EIN

631218929

DBA names

Jmf Capstone Wealth Management

Economics

AUM

$416.1M

AUM band

$100M-$500M

AUM trajectory

'20 · $142.8M

'21 · $174.5M

'22 · $180.5M

'23 · $309.4M

'25 · $362.7M

'26 · $416.1M

'20'26

$142.8M → $416.1M▲ +191%

sec adv history

Client mix

Individuals High Net Worth	107
Individuals Other	107
Corporations	5

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 6 advisors

'21 · 6 advisors

'22 · 6 advisors

'23 · 6 advisors

'25 · 8 advisors

'26 · 7 advisors

'20'26

6 advisors → 7 advisors▲ +17%

sec adv history

Primary office

TUSCALOOSA AL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingSelection of other advisers

Fee basis

% of AUM

Filings

Latest ADV filing

03/12/2026

ADV-W filed at

—

Website

jmfcapstone.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

JMF WEALTH MANAGEMENT, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

JMF WEALTH MANAGEMENT, LLC

GOLDSMITH, SCOTT, A

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

JMFCAPSTONE.COM

Rdap Domain Creation Date

2014-02-20T15:15:45Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Gandi SAS

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002019411

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-01-17

Edgar Last Filing Date

2026-04-16

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-16

Accession0001725547-26-000141

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.0652

Soi Zip Pct 200k Plus

0.0214

Soi Zip Returns 200k Plus

200

Soi Zip Total AGI

396,627

Fdic Zip Total Deposits

39,700,214,000

Fdic Zip Branch Count

429

Fdic Zip Top Banks

Regions Bank

Synovus Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

2200 JACK WARNER PKWYSUITE 300TUSCALOOSA, AL 35401

Business

2200 JACK WARNER PKWYSUITE 300TUSCALOOSA, AL 35401

Edgar EIN

631218929

Edgar Recent Filings

13F-HR2026-04-16 · 0001725547-26-000141

13F-HR2026-01-20 · 0001725547-26-000035

Fdic Zip Branches Raw

First Alabama BankTuscaloosa, AL

Fdic Zip HHI

1142.73

Fdic Zip Top Bank Share Pct

28.7

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-02-20T15:15:45Z

Rdap Domain Last Changed

2026-01-20T13:28:16Z

Rdap Nameservers

Ns-210-c.gandi.netNs-37-a.gandi.netNs-56-b.gandi.net

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	66,974
Returns	4,730

Stub 2

AGI	96,110
Returns	2,710

Stub 3

AGI	56,269
Returns	940

Soi Zip Total Business Income

6,573

Soi Zip Total Cap Gains

16,197

Soi Zip Total Dividends

7,142

Soi Zip Total Returns

9,350

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