SourcingSourcing

BURNS MATTESON CAPITAL MANAGEMENT, LLC

C43
CRD 118315·SEC 801-61036·CORNING, NY
AUM
$400.4M
$100M-$500M
Est. Revenue
$4.0M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BURNS MATTESON CAPITAL MANAGEMENT, LLC
CRD
118315
SEC file #
801-61036
EIN
161593953
DBA names
—

Economics

AUM
$400.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$221.6M → $400.4M▲ +81%
Client mix
Individuals Other120
Individuals High Net Worth79

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
3 advisors → 5 advisors▲ +67%
Primary office
CORNING NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/08/2026
ADV-W filed at
—
Website
burnsmatteson.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BURNS, WILLIAM, BARNUM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BURNS, WILLIAM, BARNUM
BURNS, DONNA, J.
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BURNSMATTESON.COM
Rdap Domain Creation Date
2000-07-05T04:28:55Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Domain.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001894164
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2023-12-12
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001894164-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
42 EAST MARKET STREETCORNING, NY 14830
Business
42 EAST MARKET STREETCORNING, NY 14830
Edgar EIN
161593953
Edgar Recent Filings
13F-HR2026-05-15 · 0001894164-26-000004
13F-HR2026-01-15 · 0001894164-26-000003
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-05T04:28:55Z
Rdap Domain Last Changed
2025-07-09T05:04:39Z
Rdap Nameservers
Ns1.mydomain.comNs2.mydomain.comNs3.mydomain.comNs4.mydomain.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2269169
Trust Company Affiliate
No

People (9)

9
BURNS, WILLIAM, BARNUM
IAR · Direct Owner · 87.5%
2269169
BURNS, DONNA, J.
Direct Owner · 7.5%
5073582
Davis, Christopher, Nathan
IAR · Executive Officer · 2.5%
6579916
KELLEY LYNN ZIMMERMAN
IAR
4891740
Nathan Robert Burns
IAR
6920796
Eric Anthony Sweet
IAR
8164686
WILLIAM FRANCIS REDDER
IAR
2041721
MITCHELL, BRIAN, D.
IAR
4498478
PAHL, CANDACE
IAR
4688775