SourcingSourcing

OXFORD CAPITAL MANAGEMENT, INC.

B50
CRD 118359·SEC 801-131210·RICHM0ND, VA
AUM
$170.0M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$510K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OXFORD CAPITAL MANAGEMENT, INC.
CRD
118359
SEC file #
801-131210
EIN
—
DBA names
Oxford Capital Management

Economics

AUM
$170.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$140.0M → $170.0M▲ +21%
Client mix
Individuals High Net Worth23
Individuals Other6

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
RICHM0ND VA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BECK, KATHERINE, GIBSON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BECK, KATHERINE, GIBSON
GIBSON, HENRY, STUART
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
Yes
Top Owner CRD
5709296
Trust Company Affiliate
No

People (2)

2
BECK, KATHERINE, GIBSON
IAR · Direct Owner · 62.5%
5709296
GIBSON, HENRY, STUART
IAR · Direct Owner · 17.5%
861125