SourcingSourcing

VISION CAPITAL MANAGEMENT CORPORATION

B62
CRD 118363·SEC 801-66188
AUM
$144.8M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$435K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VISION CAPITAL MANAGEMENT CORPORATION
CRD
118363
SEC file #
801-66188
EIN
—
DBA names
Vision Capital & Management

Economics

AUM
$144.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$109.9M → $144.8M▲ +32%
Client mix
Individuals Other38
Individuals High Net Worth21

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
visioncapitalmgt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VOGEN, ERIC, LLOYD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
VOGEN, ERIC, LLOYD
MESSER, JANET, LYNN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VISIONCAPITALMGT.COM
Rdap Domain Creation Date
2003-11-05T19:34:25Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
DNC Holdings, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
22,504
Form 5500 Compensation Trajectory 3y
202522,504
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
22,504
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Rdap Domain Expiration Date
2027-11-05T18:34:25Z
Rdap Domain Last Changed
2025-05-28T03:26:07Z
Rdap Nameservers
Ns40.wpxhosting.comNs41.wpxhosting.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1406908
Trust Company Affiliate
No

People (4)

4
VOGEN, ERIC, LLOYD
IAR · Direct Owner · 87.5%
1406908
JANET LYNN MESSER
Executive Officer · 2.5%
5059140
Daniel I Carroll
IAR
2370017
DONNA LEE PLEASANT
IAR
4927208