SourcingSourcing

J M BROWN & ASSOCIATES, INC.

B51
CRD 118427·SEC 801-130747·TULSA, OK
AUM
$202.1M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$606K
@ 30% margin
Est. Deal Value
$4.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
J M BROWN & ASSOCIATES, INC.
CRD
118427
SEC file #
801-130747
EIN
—
DBA names
J M Brown Financial Partners

Economics

AUM
$202.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$158.0M → $202.1M▲ +28%
Client mix
Individuals High Net Worth372
Individuals Other129

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
TULSA OK
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
perfectcalendar.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BROWN, RONALD, ALAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BROWN, RONALD, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PERFECTCALENDAR.COM
Rdap Domain Creation Date
2001-07-18T21:20:38Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-07-18T21:20:38Z
Rdap Domain Last Changed
2018-07-18T21:26:33Z
Rdap Nameservers
Ns77.worldnic.comNs78.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2172320
Trust Company Affiliate
No

People (10)

10
BROWN, RONALD, ALAN
IAR · Direct Owner · 87.5%
2172320
Rebekah Linn Andersen
IAR
6483267
CONNOR MACKENZIE WHITE
IAR
6538829
FARLEY, COLLEEN, ELEANOR
IAR
4886461
WILLIAM RAYMOND TENNANT
IAR
2726472
OMAR ADAM AHMADIEH
IAR
6235413
DAVID BRITT LANZILLO
IAR
2779989
Justin Michael Kasparek
IAR
6707173
Patrick Lowell Grasso
IAR
6350605
Allie Elizabeth Henke
IAR
7266409