SourcingSourcing

FINANCIAL SYMMETRY INCORPORATED

C17
CRD 118443·SEC 801-62698·RALEIGH, NC
AUM
$1.54B
$1B+
Est. Revenue
$15.4M
@ 1% on AUM
Est. EBITDA
$4.6M
@ 30% margin
Est. Deal Value
$37.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL SYMMETRY INCORPORATED
CRD
118443
SEC file #
801-62698
EIN
—
DBA names
Financial Symmetry Inc.

Economics

AUM
$1.54B
AUM band
$1B+
AUM trajectory
'20'26
$447.4M → $1.54B▲ +244%
Client mix
Individuals High Net Worth546
Individuals Other326
Charitable Organizations1

Operations

Employees (total)
35
Advisory staff (per ADV)
15
Advisory staff (5-yr trend)
'20'26
8 advisors → 15 advisors▲ +88%
Primary office
RALEIGH NC
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/29/2026
ADV-W filed at
—
Website
financialsymmetry.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BERGER, ALLISON, MARIE
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
18
Control Persons
BERGER, ALLISON, MARIE
EKLUND, MICHAEL, BARRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FINANCIALSYMMETRY.COM
Rdap Domain Creation Date
2001-06-29T18:06:28Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
15
Bc Firm IAR Count
15
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-29T18:06:27Z
Rdap Domain Last Changed
2024-10-22T04:16:44Z
Rdap Nameservers
Cesar.ns.cloudflare.comGrace.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4996474
Trust Company Affiliate
No

People (19)

19
HOLT, WILLIAM, DOUGLAS
IAR · Direct Owner · 17.5%
4024019
SMITH, MICHEAL, C
IAR · Direct Owner · 17.5%
4647168
BERGER, ALLISON, MARIE
IAR · Direct Owner · 17.5%
4996474
EKLUND, MICHAEL, BARRY
IAR · Direct Owner · 17.5%
4581511
RAMSAY, WILLIAM, ALEXANDER
IAR · Direct Owner · 17.5%
1382488
HENDRICKS, CAMERON, HILL
IAR · Direct Owner · 7.5%
6470381
Modlin, Haley, Jo
IAR · Executive Officer · 2.5%
7212588
Tickle, Colton, Morgan
IAR · Executive Officer · 2.5%
7262547
Billingsley, Darian, Chantel
IAR · Executive Officer · 2.5%
7262521
Blazek, Grayson, Edward
IAR · Executive Officer · 2.5%
6737315
KVANTAS, GRACE, ROOTH
IAR · Executive Officer · 2.5%
4977868
King, Garrick, Michael
IAR · Executive Officer · 2.5%
7593077
Douglas, Niamh
IAR · Executive Officer · 2.5%
7856125
POLANCO, CHRISTIAN, Aurelio
IAR · Executive Officer · 2.5%
7030745
GUDAC, HEATHER, SUE
Executive Officer · 2.5%
6470470
Keel, Meredith
Executive Officer · 2.5%
8218154
Keeley-White, Angela, Rose
Executive Officer · 2.5%
7721002
Morats, Richelle
Executive Officer · 2.5%
8218155
Jade Michael Brookreson
IAR
7960868