NEWPORT ASIA LLC

CRD

118682

SEC file #

801-60888

EIN

270213227

DBA names

—

Economics

AUM

$120.1M

AUM band

$100M-$500M

AUM trajectory

'20 · $2.13B

'21 · $2.41B

'22 · $2.63B

'23 · $2.33B

'25 · $164.6M

'26 · $120.1M

'20'26

$2.13B → $120.1M▼ -94%

sec adv history

Client mix

Pooled Investment Vehicles

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 8 advisors

'21 · 9 advisors

'22 · 8 advisors

'23 · 7 advisors

'25 · 5 advisors

'26 · 5 advisors

'20'26

8 advisors → 5 advisors▼ -37%

sec adv history

Primary office

SAN FRANCISCO CA

Branches

—

Custodian & Brokerage

Primary custodian

BNY Mellonlow confidence

adv brochure

Services offered

Portfolio mgmt — pooled vehicles

Fee basis

% of AUM

Filings

Latest ADV filing

03/26/2026

ADV-W filed at

—

Website

newportasiallc.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

ELLIS, MICHAEL, NMN

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

ELLIS, MICHAEL, NMN

LEGALLET, CHRISTOPHER, HAYDEN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

NEWPORTASIALLC.COM

Rdap Domain Creation Date

2004-10-14T18:42:17Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

Form 5500 Compensation Trajectory 3y

2024

Form 5500 Plan Count Trajectory 3y

2024

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001470977

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2009-08-26

Edgar Last Filing Date

2024-04-24

Edgar Form D Count

Edgar Form D Offerings

2024-04-242024-04-24 · 0000935836-24-000371

2023-05-012023-05-01 · 0000935836-23-000368

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Bny Mellon	8
E*trade	4

adv brochure

Edgar Addresses

Mailing

601 MONTGOMERY STREETSUITE 715SAN FRANCISCO, CA 94111

Business

601 MONTGOMERY STREETSUITE 715SAN FRANCISCO, CA 94111

Edgar EIN

270213227

Edgar Recent Filings

D/A2024-04-24 · 0000935836-24-000371

D/A2023-05-01 · 0000935836-23-000368

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2028-10-14T18:42:17Z

Rdap Domain Last Changed

2020-03-11T15:43:55Z

Rdap Nameservers

Ns2.wixdns.netNs3.wixdns.net

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Top Owner CRD

1434369

Trust Company Affiliate