PLANMEMBER SECURITIES CORPORATION

CRD

11869

SEC file #

801-39177

EIN

—

DBA names

—

Economics

AUM

$10.12B

AUM band

$1B+

AUM trajectory

'20 · $4.29B

'21 · $5.27B

'22 · $6.19B

'23 · $8.22B

'25 · $9.04B

'26 · $10.12B

'20'26

$4.29B → $10.12B▲ +136%

sec adv history

Client mix

Individuals Other	68,543
Individuals High Net Worth	898
Pension Profit Sharing Plans	126
Corporations	56
Charitable Organizations	22

Operations

Employees (total)

429

Advisory staff (per ADV)

425

Advisory staff (5-yr trend)

'20 · 134 advisors

'21 · 102 advisors

'22 · 99 advisors

'23 · 143 advisors

'25 · 432 advisors

'26 · 425 advisors

'20'26

134 advisors → 425 advisors▲ +217%

sec adv history

Primary office

CARPINTERIA CA

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing

03/31/2026

ADV-W filed at

—

Website

planmember.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PLANMEMBER FINANCIAL CORPORATION

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

PLANMEMBER FINANCIAL CORPORATION

HANSON, STEVEN R

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

PLANMEMBER.COM

Rdap Domain Creation Date

1995-10-22T04:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

1,843,748

Form 5500 Compensation Trajectory 3y

2025

1,843,748

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

1,843,748

Schedule C Service Provider Rows

SEC EDGAR

Edgar Registered

sec edgar

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade	4
Charles Schwab	2
State Street	2

adv brochure

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-10-21T04:00:00Z

Rdap Domain Last Changed

2025-10-21T17:21:44Z

Rdap Nameservers

Ns0.dnsmadeeasy.comNs1.dnsmadeeasy.comNs2.dnsmadeeasy.comNs3.dnsmadeeasy.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate

People (55)

HANSON, STEVEN, R

4854600

JANEWAY, TERRALL, JOSEPH

2947154

ZIEHL, JON, MICHAEL

707642

BOWMAN, BYRON, FRANCIS

2673117

HALEY, SEAN, PATRICK

BONNIE RACHEL DOUGLAS

FREDERICK ARTHUR DRUMMOND

5112371

RICHARD EDWARD BENTEL

Earnest Alexander Pinder

JOHN PATRICK PRESBITERO

GEOFFREY BALLARD HAYNES

JEFFREY LEIGH HAGSTROM

CATHY DIANA HOLLOWAY-BROWN

2034194

4662466

Alexander George Dudley

7510805

KATHERINE JEAN MORRIS

Carroll Clayton Matthews

Kevin Charles Donovan