SourcingSourcing

VESTGEN INVESTMENT MANAGEMENT, LLC

C48
CRD 118851·SEC 801-60889·EGG HARBOR TWP., NJ
AUM
$786.6M
$500M-$1B
Est. Revenue
$7.9M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$18.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VESTGEN INVESTMENT MANAGEMENT, LLC
CRD
118851
SEC file #
801-60889
EIN
—
DBA names
Vestgen Investment Management

Economics

AUM
$786.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$703.6M → $786.6M▲ +12%
Client mix
Individuals Other1,670
Other438
Individuals High Net Worth201
Pension Profit Sharing Plans31
Corporations22

Operations

Employees (total)
21
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'20'26
36 advisors → 16 advisors▼ -56%
Primary office
EGG HARBOR TWP. NJ
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/14/2026
ADV-W filed at
—
Website
vgimfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VESTGEN WEALTH PARTNERS HOLDING,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
VESTGEN WEALTH PARTNERS HOLDING,
ERICSON, THOMAS, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VGIMFUNDS.COM
Rdap Domain Creation Date
2025-08-08T20:56:15Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2276
Soi Zip Pct 200k Plus
0.0533
Soi Zip Returns 200k Plus
1,290
Soi Zip Total AGI
1,750,025
Fdic Zip Total Deposits
13,889,098,000
Fdic Zip Branch Count
172
Fdic Zip Top Banks
Bank of America, National Association
TD Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Pershing4
E*trade4
Fdic Zip Branches Raw
Summit BankEgg Harbor, NJ
Summit BankEgg Harbor, NJ
Fdic Zip HHI
1507.87
Fdic Zip Top Bank Share Pct
26.95
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-08-08T20:56:15Z
Rdap Domain Last Changed
2025-08-08T20:56:15Z
Rdap Nameservers
Ns47.domaincontrol.comNs48.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI81,046
Returns6,600
Stub 2
AGI216,281
Returns5,890
Stub 3
AGI235,264
Returns3,820
Soi Zip Total Business Income
65,729
Soi Zip Total Cap Gains
37,402
Soi Zip Total Dividends
23,443
Soi Zip Total Returns
24,210
Trust Company Affiliate
No

People (6)

6
HANLON, JOHN, JOSEPH
IAR · Executive Officer · 2.5%
1092690
ERICSON, THOMAS, JAMES
Executive Officer · 2.5%
2334305
JOSHUA DAVID GERRY
Executive Officer · 2.5%
2391253
Ferian Nickelson
Executive Officer · 2.5%
4816966
WOODS, TIMOTHY, BERNARD
Executive Officer · 2.5%
4428777
KEVIN EDWARD LOOSER
IAR
1973866