SHAKER INVESTMENTS, L.L.C.

CRD

119135

SEC file #

801-60907

EIN

341970851

DBA names

Shaker Investments

Economics

AUM

$258.8M

AUM band

$100M-$500M

AUM trajectory

'20 · $158.1M

'21 · $176.4M

'22 · $196.2M

'23 · $255.6M

'25 · $253.1M

'26 · $258.8M

'20'26

$158.1M → $258.8M▲ +64%

sec adv history

Client mix

Individuals Other	67
Individuals High Net Worth	55
Corporations	3
Pension Profit Sharing Plans	2
Charitable Organizations	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 6 advisors

'21 · 6 advisors

'22 · 5 advisors

'23 · 6 advisors

'25 · 6 advisors

'26 · 6 advisors

'20'26

6 advisors → 6 advisors▬ 0%

sec adv history

Primary office

BEACHWOOD OH

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMPerformance-based fees

Filings

Latest ADV filing

03/30/2026

ADV-W filed at

—

Website

shakerinvest.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HEMMELGARN, EDWARD, PAUL

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

HEMMELGARN, EDWARD, PAUL

HAMMOND, JANICE, LYNNE

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

SHAKERINVEST.COM

Rdap Domain Creation Date

1996-04-18T04:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001009005

Edgar Registered

Yes

Edgar Filing Count

107

Edgar First Filing Date

1999-05-17

Edgar Last Filing Date

2026-05-05

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-05

Accession0001009005-26-000002

Edgar Former Names

SHAKER INVESTMENTS INC/OH

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

3201 ENTERPRISE PARKWAYSUITE 310CLEVELAND, OH 44122-4466

Business

3201 ENTERPRISE PARKWAYSUITE 310CLEVELAND, OH 44122-4466

Edgar EIN

341970851

Edgar Recent Filings

13F-HR2026-05-05 · 0001009005-26-000002

13F-HR2026-01-30 · 0001009005-26-000001

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2028-04-19T04:00:00Z

Rdap Domain Last Changed

2023-02-18T07:11:07Z

Rdap Nameservers

Ns49.worldnic.comNs50.worldnic.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Top Owner CRD

2736581

Trust Company Affiliate