SourcingSourcing

IVY LEAGUE FINANCIAL ADVISORS LLC

C45
CRD 119145·SEC 801-66562·ROCKVILLE, MD
AUM
$188.7M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$566K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
IVY LEAGUE FINANCIAL ADVISORS LLC
CRD
119145
SEC file #
801-66562
EIN
—
DBA names
—

Economics

AUM
$188.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$105.8M → $188.7M▲ +78%
Client mix
Individuals High Net Worth64
Individuals Other38
Pension Profit Sharing Plans1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
ROCKVILLE MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
ivyfa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BROWN, CHRISTOPHER, NEAL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BROWN, CHRISTOPHER, NEAL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
IVYFA.COM
Rdap Domain Creation Date
2004-03-17T20:27:49Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
4
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-03-17T19:27:49Z
Rdap Domain Last Changed
2026-01-12T16:49:23Z
Rdap Nameservers
Ns31.domaincontrol.comNs32.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2788527
Trust Company Affiliate
No

People (3)

3
BROWN, CHRISTOPHER, NEAL
IAR · Direct Owner · 87.5%
2788527
Lisa Anne Crivella
IAR
7833345
MATTHEW SANCHEZ
IAR
6082699