VERMILLION FINANCIAL ADVISORS, INC.

B56
CRD 119239·SEC 801-69058·SOUTH BARRINGTON, IL
AUM
$386.7M
$100M-$500M
Est. Revenue
$3.9M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VERMILLION FINANCIAL ADVISORS, INC.
CRD
119239
SEC file #
801-69058
EIN
DBA names

Economics

AUM
$386.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$152.4M → $386.7M▲ +154%
Client mix
Individuals Other162
Individuals High Net Worth103
Pension Profit Sharing Plans11
Charitable Organizations3

Operations

Employees (total)
10
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
7 advisors → 5 advisors▼ -29%
Primary office
SOUTH BARRINGTON IL
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LASPISA, MARK, STEPHEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LASPISA, MARK, STEPHEN
LA SPISA, LAURA, ANNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VERMILLIONFINANCIAL.COM
Rdap Domain Creation Date
1997-03-12T05:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Charles Schwab3
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-13T04:00:00Z
Rdap Domain Last Changed
2024-03-13T18:47:48Z
Rdap Nameservers
Ns65.domaincontrol.comNs66.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1600709
Trust Company Affiliate
No