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CITIGROUP ALTERNATIVE INVESTMENTS LLC

C43
CRD 119537·SEC 801-60990·NEW YORK, NY
AUM
$127.4M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$382K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CITIGROUP ALTERNATIVE INVESTMENTS LLC
CRD
119537
SEC file #
801-60990
EIN
204068243
DBA names
—

Economics

AUM
$127.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$848.1M → $127.4M▼ -85%
Client mix
Pooled Investment Vehicles7
Other6

Operations

Employees (total)
15
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CITIGROUP INVESTMENTS INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
CITIGROUP INVESTMENTS INC.
BARRACK, CRAIG
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001363978
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2005-05-19
Edgar Last Filing Date
2009-07-23
Edgar Form D Count
1
Edgar Form D Offerings
2009-07-232009-07-23 · 0001363978-09-000006

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Bny Mellon5
E*trade4
Goldman Sachs2
Edgar Addresses
Mailing
399 PARK AVENUE7TH FLOORNew York, NY 10022
Business
399 PARK AVENUE7TH FLOORNew York, NY 10022
Edgar EIN
204068243
Edgar Recent Filings
D/A2009-07-23 · 0001363978-09-000006
REGDEX/A2008-07-18 · 9999999997-08-033306
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (2)

2
BARRACK, CRAIG
Executive Officer · 2.5%
5757298
ALEX JEAN-BAPTISTE
Executive Officer · 2.5%
6828963