SourcingSourcing

SAPERE WEALTH MANAGEMENT, LLC

C40
CRD 119598·SEC 801-61056·MATTHEWS, NC
AUM
$604.8M
$500M-$1B
Est. Revenue
$6.0M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SAPERE WEALTH MANAGEMENT, LLC
CRD
119598
SEC file #
801-61056
EIN
000000000
DBA names
—

Economics

AUM
$604.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$436.1M → $604.8M▲ +39%
Client mix
Individuals High Net Worth149
Individuals Other78
Charitable Organizations6
Pension Profit Sharing Plans4
Corporations3

Operations

Employees (total)
7
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
7 advisors → 1 advisors▼ -86%
Primary office
MATTHEWS NC
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
sapere.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TREASE, SCOTT, PATRICK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
TREASE, SCOTT, PATRICK
TREASE, LISA, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SAPERE.COM
Rdap Domain Creation Date
1995-12-28T05:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
39,166
Form 5500 Compensation Trajectory 3y
202539,166
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
39,166
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001458325
Edgar Registered
Yes
Edgar Filing Count
10
Edgar First Filing Date
2009-03-04
Edgar Last Filing Date
2019-06-07
Edgar Form D Count
9
Edgar Form D Offerings
2019-06-072019-06-07 · 0000919574-19-004015
2018-06-082018-06-08 · 0000919574-18-004125

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Northern Trust20
E*trade4
Axos Advisor Services2
Edgar Addresses
Mailing
OGIER FIDUCIARY SERVICES (CAY) LTDP.O. BOX 1234GRAND CAYMAN, E9, KY1-1108
Business
ELIAN FIDUCIARY SERVICES (CAYMAN) LTD89 NEXUS WAYCAMANA BAY, GRAND CAYMAN, E9, KY1-9007
Edgar EIN
000000000
Edgar Recent Filings
D/A2019-06-07 · 0000919574-19-004015
D/A2018-06-08 · 0000919574-18-004125
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-12-04T11:59:59Z
Rdap Domain Last Changed
2025-11-20T12:31:51Z
Rdap Nameservers
Ns-1059.awsdns-04.orgNs-1674.awsdns-17.co.ukNs-490.awsdns-61.comNs-867.awsdns-44.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1298222
Trust Company Affiliate
No

People (10)

10
TREASE, SCOTT, PATRICK
IAR · Direct Owner · 87.5%
1298222
TREASE, LISA, MARIE
Direct Owner · 37.5%
5908042
SPEAR, MATTHEW, WILLIAM
IAR · Executive Officer · 2.5%
2719253
BORRELLI, PAUL, FRANCIS
Executive Officer · 2.5%
1268088
KATHLEEN M FOCHT
IAR
4342252
LOUISE COBB HOPKINS
IAR
5729854
KEVIN ASHTON WELLS
IAR
6111896
CARLTON ELMER DIXON
IAR
1254193
JEFFREY HOWELL BURTON
IAR
4496330
Joseph M Brooks
IAR
2664035