CORE ALPHA, INC.

C48
CRD 119635·SEC 801-118545·ROCHESTER, NY
AUM
$146.1M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$438K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CORE ALPHA, INC.
CRD
119635
SEC file #
801-118545
EIN
DBA names

Economics

AUM
$146.1M
AUM band
$100M-$500M
AUM trajectory
'21'26
$53.6M → $146.1M▲ +172%
Client mix
Individuals Other321

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'21'26
2 advisors → 3 advisors▲ +50%
Primary office
ROCHESTER NY
Branches

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZOLLO, SCOTT, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ZOLLO, SCOTT, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:corealpha.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.215
Soi Zip Pct 200k Plus
0.0297
Soi Zip Returns 200k Plus
590
Soi Zip Total AGI
1,385,698
Fdic Zip Total Deposits
21,085,501,000
Fdic Zip Branch Count
449
Fdic Zip Top Banks
Manufacturers and Traders Trust Company
The Bank of Castile

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity6
E*trade4
Fdic Zip Branches Raw
The Rochester Community Savings BankRochester, NY
The Rochester Community Savings BankRochester, NY
Fdic Zip HHI
698.44
Fdic Zip Top Bank Share Pct
17.41
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI58,122
Returns4,680
Stub 2
AGI179,296
Returns4,770
Stub 3
AGI229,373
Returns3,730
Soi Zip Total Business Income
28,069
Soi Zip Total Cap Gains
18,591
Soi Zip Total Dividends
14,918
Soi Zip Total Returns
19,860
Top Owner CRD
2172869
Trust Company Affiliate
No