DIKER MANAGEMENT LLC

C50
CRD 119786·SEC 801-61049·NEW YORK, NY
AUM
$430.0M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DIKER MANAGEMENT LLC
CRD
119786
SEC file #
801-61049
EIN
043616914
DBA names

Economics

AUM
$430.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$529.2M → $430.0M▼ -19%
Client mix
Individuals High Net Worth15
Pooled Investment Vehicles1
Charitable Organizations1
Corporations1

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
NEW YORK NY
Branches

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DIKER, CHARLES, MICHAEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
DIKER, CHARLES, MICHAEL
DIKER, MARK, NORMAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DIKERLLC.COM
Rdap Domain Creation Date
2002-06-03T18:51:30Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001276525
Edgar Registered
Yes
Edgar Filing Count
496
Edgar First Filing Date
2004-02-17
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
102
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001172661-26-002181

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Jpmorgan5
E*trade4
Edgar Addresses
Mailing
570 LEXINGTON AVENUE27TH FLOORNEW YORK, NY 10022
Business
570 LEXINGTON AVENUE27TH FLOORNEW YORK, NY 10022
Edgar EIN
043616914
Edgar Recent Filings
13F-HR2026-05-15 · 0001172661-26-002181
13F-HR2026-02-17 · 0001172661-26-000836
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-06-03T18:51:30Z
Rdap Domain Last Changed
2024-06-11T01:11:28Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1207308
Trust Company Affiliate
No