SourcingSourcing

ODA AND COMPANY, INC.

A72
CRD 119952·SEC 801-135858·MEDINA, OH
AUM
$125.6M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$377K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ODA AND COMPANY, INC.
CRD
119952
SEC file #
801-135858
EIN
—
DBA names
—

Economics

AUM
$125.6M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other164
Individuals High Net Worth33

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
MEDINA OH
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
linkedin.com/in/stanely-oda-2976a46(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ODA, STANLEY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ODA, STANLEY
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial9
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1779618
Trust Company Affiliate
No

People (2)

2
ODA, STANLEY
IAR · Direct Owner · 87.5%
1779618
PATRICIA SUE HORNAK-BOX
IAR
2380487