SourcingSourcing

APPALACHIAN CAPITAL MANAGEMENT LTD

A72
CRD 120038·SEC 801-130291·ST. CLAIRSVILLE, OH
AUM
$175.3M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$526K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
APPALACHIAN CAPITAL MANAGEMENT LTD
CRD
120038
SEC file #
801-130291
EIN
341713072
DBA names
Appalachian Capital Management

Economics

AUM
$175.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$147.6M → $175.3M▲ +19%
Client mix
Individuals Other291
Individuals High Net Worth50
Charitable Organizations16
Pension Profit Sharing Plans1

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
1 advisors → 2 advisors▲ +100%
Primary office
ST. CLAIRSVILLE OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
appcapitalmgt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PARKINSON, JOHN, WILLIAM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
PARKINSON, JOHN, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
APPCAPITALMGT.COM
Rdap Domain Creation Date
2017-12-21T18:48:44Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002111450
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-17
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0002085853-26-000508

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
51461 JENNIFER LANESUITE 215ST CLAIRSVILLE, OH 43950
Business
51461 JENNIFER LANESUITE 215ST CLAIRSVILLE, OH 43950
Edgar EIN
341713072
Edgar Recent Filings
13F-HR2026-04-27 · 0002085853-26-000508
13F-HR2026-02-17 · 0002085853-26-000276
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-21T18:48:44Z
Rdap Domain Last Changed
2026-03-24T09:03:15Z
Rdap Nameservers
Edns1.ultradns.bizEdns1.ultradns.comEdns1.ultradns.netEdns1.ultradns.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1809882
Trust Company Affiliate
No

People (2)

2
PARKINSON, JOHN, WILLIAM
IAR · Direct Owner · 87.5%
1809882
Miranda R Parkinson
IAR
8227952