SourcingSourcing

DEMMING FINANCIAL SERVICES CORP.

B57
CRD 120106·SEC 801-69410·AURORA, OH
AUM
$675.7M
$500M-$1B
Est. Revenue
$6.8M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$16.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DEMMING FINANCIAL SERVICES CORP.
CRD
120106
SEC file #
801-69410
EIN
341340762
DBA names
—

Economics

AUM
$675.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$435.0M → $675.7M▲ +55%
Client mix
Individuals Other536
Individuals High Net Worth215
Pension Profit Sharing Plans1

Operations

Employees (total)
11
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
AURORA OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
09/26/2025
ADV-W filed at
—
Website
demmingfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DEMMING, DAVID, WILLIAM
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
DEMMING, DAVID, WILLIAM
DEMMING, DAVID, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DEMMINGFINANCIAL.COM
Rdap Domain Creation Date
2000-11-16T20:05:01Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0000760639
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-03-13
Edgar Last Filing Date
2026-04-17
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-17
Accession0000760639-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab4
E*trade4
Edgar Addresses
Mailing
13 NEW HUDSON RDAURORA, OH 44202
Business
13 NEW HUDSON RDAURORA, OH 44202
Edgar EIN
341340762
Edgar Recent Filings
13F-HR2026-04-17 · 0000760639-26-000004
13F-HR2026-03-13 · 0001085146-26-000271
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-16T20:05:01Z
Rdap Domain Last Changed
2026-01-30T21:39:26Z
Rdap Nameservers
Dns1.p07.nsone.netDns2.p07.nsone.netDns3.p07.nsone.netDns4.p07.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
854343
Trust Company Affiliate
No

People (5)

5
DEMMING, DAVID, WILLIAM
IAR · Direct Owner · 62.5%
854343
DEMMING, DAVID, WILLIAM
IAR · Direct Owner · 37.5%
4642088
COHOLAN, KEVIN, GEORGE
IAR · Executive Officer · 2.5%
6874353
Jacob Thomas Smail
IAR
7692062
Ryan James Coulter
IAR
6792198