SourcingSourcing

CLIENTFIRST WEALTH MANAGEMENT, LLC

B57
CRD 120286·SEC 801-67589·LITTLE ROCK, AR
AUM
$302.8M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$909K
@ 30% margin
Est. Deal Value
$7.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLIENTFIRST WEALTH MANAGEMENT, LLC
CRD
120286
SEC file #
801-67589
EIN
421528805
DBA names
—

Economics

AUM
$302.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$154.0M → $302.8M▲ +97%
Client mix
Individuals High Net Worth45
Individuals Other9

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
1 advisors → 2 advisors▲ +100%
Primary office
LITTLE ROCK AR
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MAHAFFY, EDWARD, PRICE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MAHAFFY, EDWARD, PRICE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:clientfirst.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001915494
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2022-04-01
Edgar Last Filing Date
2026-05-01
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-05-01
Accession0001915494-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
1501 N UNIVERSITY AVE715LITTLE ROCK, AR 72207
Business
1501 N UNIVERSITY AVE715LITTLE ROCK, AR 72207
Edgar EIN
421528805
Edgar Recent Filings
13F-HR2026-05-01 · 0001915494-26-000002
13F-HR2026-02-06 · 0001915494-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1259126
Trust Company Affiliate
No

People (2)

2
MAHAFFY, EDWARD, PRICE
IAR · Direct Owner · 87.5%
1259126
ROCKLIN DANAI SENAVININ
IAR
3264004