SourcingSourcing

CAPITAL ASSET MANAGEMENT, INC.

B58
CRD 120597·SEC 801-121081·COLUMBUS, OH
AUM
$199.5M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$599K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL ASSET MANAGEMENT, INC.
CRD
120597
SEC file #
801-121081
EIN
000000000
DBA names
—

Economics

AUM
$199.5M
AUM band
$100M-$500M
AUM trajectory
'22'26
$129.7M → $199.5M▲ +54%
Client mix
Individuals Other63
Individuals High Net Worth39
Other13
Banking Institutions4
Charitable Organizations3

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
COLUMBUS OH
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitymedium confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/in/todd-fry-cima%c2%ae-cfs-29452617(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRY, CHRISTOPHER, TODD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FRY, CHRISTOPHER, TODD
RICE, JAMES, ERIC
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
41,827
Form 5500 Compensation Trajectory 3y
202541,827
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
41,827
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001007000
Edgar Registered
Yes
Edgar Filing Count
203
Edgar First Filing Date
1996-06-25
Edgar Last Filing Date
2005-11-14
Edgar 13f Count
30
Edgar 13f Latest AUM Estimate
Filing Date2005-11-14
Accession0001144204-05-034953

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Window
Fidelity10
Charles Schwab4
Full
Fidelity12
Charles Schwab10
E*trade4
Edgar Addresses
Business
375 PARK AVENUESUITE 1501NEW YORK, NY 10152
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2005-11-14 · 0001144204-05-034953
13F-HR2005-08-12 · 0001144204-05-025019
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2230287
Trust Company Affiliate
No

People (2)

2
FRY, CHRISTOPHER, TODD
IAR · Direct Owner · 87.5%
2230287
RICE, JAMES, ERIC
IAR · Executive Officer · 2.5%
5250489