SourcingSourcing

EGI FINANCIAL, INC.

C43
CRD 120607·SEC 801-112725·AKRON, OH
AUM
$348.7M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EGI FINANCIAL, INC.
CRD
120607
SEC file #
801-112725
EIN
—
DBA names
—

Economics

AUM
$348.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$148.7M → $348.7M▲ +134%
Client mix
Individuals Other224
Individuals High Net Worth68

Operations

Employees (total)
8
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
7 advisors → 8 advisors▲ +14%
Primary office
AKRON OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/13/2026
ADV-W filed at
—
Website
egifinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THOMAS, JEFFREY, CRAIG
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
THOMAS, JEFFREY, CRAIG
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EGIFINANCIAL.COM
Rdap Domain Creation Date
2003-10-01T14:23:19Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.16
Soi Zip Pct 200k Plus
0.08
Soi Zip Returns 200k Plus
40
Soi Zip Total AGI
34,040
Fdic Zip Total Deposits
54,204,031,000
Fdic Zip Branch Count
261
Fdic Zip Top Banks
Firstmerit Bank, National Association
KeyBank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
9
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Charles Schwab6
Wells Fargo4
E*trade4
Fdic Zip Branches Raw
National City Bank, NortheastAkron, OH
National City Bank, NortheastAkron, OH
Fdic Zip HHI
1881.73
Fdic Zip Top Bank Share Pct
35.63
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-10-01T14:23:19Z
Rdap Domain Last Changed
2025-10-02T14:33:45Z
Rdap Nameservers
Ns65.domaincontrol.comNs66.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI2,417
Returns200
Stub 2
AGI4,517
Returns130
Stub 3
AGI3,535
Returns60
Soi Zip Total Business Income
887
Soi Zip Total Cap Gains
475
Soi Zip Total Dividends
398
Soi Zip Total Returns
500
Top Owner CRD
2095554
Trust Company Affiliate
No

People (10)

10
THOMAS, JEFFREY, CRAIG
Direct Owner · 87.5%
2095554
MICHAEL DAVID PRESCOTT
IAR
4269647
BRIAN KEITH WEINREICH
IAR
3166179
TYLER ALAN KRUMMEL
IAR
6186806
EDGAR GREY INGRAHAM
IAR
1092775
BRIAN D VINCELETTE
IAR
5584604
KENNETH ROBERT REEVES
IAR
1771786
DIANE LYNN SPENCER
IAR
814429
ROBERT WILLIAM BERRY
IAR
849285
SARA GIBBS
IAR
1571445