SourcingSourcing

BONAVENTURE CAPITAL, LLC

C44
CRD 120780·SEC 801-64141·BIRMINGHAM, AL
AUM
$493.8M
$100M-$500M
Est. Revenue
$4.9M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BONAVENTURE CAPITAL, LLC
CRD
120780
SEC file #
801-64141
EIN
631229657
DBA names
—

Economics

AUM
$493.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$276.6M → $493.8M▲ +79%
Client mix
Individuals High Net Worth19
Pooled Investment Vehicles5
Investment Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
BIRMINGHAM AL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
bonaventurecapital.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DAUPHIN, STEVEN, MCCALL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
DAUPHIN, STEVEN, MCCALL
REIN, JAMES, OTTO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BONAVENTURECAPITAL.NET
Rdap Domain Creation Date
2000-01-11T16:52:48Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
38
Form 5500 Total Compensation
1,224,237
Form 5500 Compensation Trajectory 3y
20251,145,166
202679,071
Form 5500 Plan Count Trajectory 3y
202536
20262
Schedule C Total Compensation
1,224,237
Schedule C Service Provider Rows
39

SEC EDGAR

Edgar Cik
0001568787
Edgar Registered
Yes
Edgar Filing Count
56
Edgar First Filing Date
2013-02-13
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
54
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001398344-26-009223
Edgar Former Names
WA Asset Management, LLC
Warren Averett Asset Management, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab30
Wells Fargo4
E*trade4
Edgar Addresses
Mailing
600 UNIVERSITY PARK PLACESUITE 501BIRMINGHAM, AL 35209
Business
600 UNIVERSITY PARK PLACESUITE 501BIRMINGHAM, AL 35209
Edgar EIN
631229657
Edgar Recent Filings
13F-HR2026-05-15 · 0001398344-26-009223
13F-HR2026-02-17 · 0001398344-26-003224
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-11T16:52:48Z
Rdap Domain Last Changed
2026-01-15T18:55:46Z
Rdap Nameservers
Ns-cloud-a1.googledomains.comNs-cloud-a2.googledomains.comNs-cloud-a3.googledomains.comNs-cloud-a4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
2784306
Trust Company Affiliate
No

People (4)

4
REISER, WILLIAM, EDWARD
IAR · Direct Owner · 37.5%
2809521
DAUPHIN, STEVEN, MCCALL
IAR · Direct Owner · 37.5%
2784306
REIN, JAMES, OTTO
Direct Owner · 37.5%
4910973
HARBERT, BILLY, LEBOLD
Direct Owner · 17.5%
4910970