SourcingSourcing

PRIVATE WEALTH MANAGEMENT, INC.

B61
CRD 120823·SEC 801-61214·MEMPHIS, TN
AUM
$832.5M
$500M-$1B
Est. Revenue
$8.3M
@ 1% on AUM
Est. EBITDA
$2.5M
@ 30% margin
Est. Deal Value
$20.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRIVATE WEALTH MANAGEMENT, INC.
CRD
120823
SEC file #
801-61214
EIN
860862232
DBA names
—

Economics

AUM
$832.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$590.6M → $832.5M▲ +41%
Client mix
Individuals High Net Worth85
Individuals Other46

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HORNER, JOSEPH, P.
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HORNER, JOSEPH, P.
ROBBINS, SCOTT, M
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
63,640
Form 5500 Compensation Trajectory 3y
202563,640
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
63,640
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001336488
Edgar Registered
Yes
Edgar Filing Count
57
Edgar First Filing Date
2005-08-30
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
19
Edgar 13f Latest AUM Estimate
Filing Date2009-07-29
Accession0001336488-09-000013
Edgar Former Names
Stoker Ostler Wealth Advisors
Private Wealth Management, Inc.

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1328
Soi Zip Pct 200k Plus
0.0273
Soi Zip Returns 200k Plus
570
Soi Zip Total AGI
1,363,364
Fdic Zip Total Deposits
7,569,153,000
Fdic Zip Branch Count
213
Fdic Zip Top Banks
Bank of America, National Association
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4900 N. SCOTTSDALE RDSUITE #2600SCOTTSDALE, AZ 85251
Business
4900 N. SCOTTSDALE RDSUITE #2600SCOTTSDALE, AZ 85251
Edgar EIN
860862232
Edgar Recent Filings
13F-NT2026-05-11 · 0001336488-26-000003
13F-NT2026-02-10 · 0001336488-26-000001
Fdic Zip Branches Raw
First Tennessee Bank, National AssociationMemphis, TN
Union Planters National BankMemphis, TN
Fdic Zip HHI
1842.39
Fdic Zip Top Bank Share Pct
30.13
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI90,117
Returns6,400
Stub 2
AGI223,345
Returns6,040
Stub 3
AGI226,723
Returns3,700
Soi Zip Total Business Income
-11160
Soi Zip Total Cap Gains
38,761
Soi Zip Total Dividends
14,084
Soi Zip Total Returns
20,860
Top Owner CRD
1747094
Trust Company Affiliate
No

People (2)

2
HORNER, JOSEPH, P.
IAR · Direct Owner · 62.5%
1747094
ROBBINS, SCOTT, M
IAR · Direct Owner · 37.5%
4540655