SourcingSourcing

CHARTER OAK CAPITAL MANAGEMENT, LLC

C26
CRD 120870·SEC 801-64808·PORTSMOUTH, NH
AUM
$1.57B
$1B+
Est. Revenue
$15.7M
@ 1% on AUM
Est. EBITDA
$4.7M
@ 30% margin
Est. Deal Value
$37.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHARTER OAK CAPITAL MANAGEMENT, LLC
CRD
120870
SEC file #
801-64808
EIN
263694779
DBA names
Charter Oak Capital Management

Economics

AUM
$1.57B
AUM band
$1B+
AUM trajectory
'20'26
$559.1M → $1.57B▲ +181%
Client mix
Individuals Other933
Individuals High Net Worth456
Charitable Organizations8

Operations

Employees (total)
27
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'20'26
10 advisors → 13 advisors▲ +30%
Primary office
PORTSMOUTH NH
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
linkedin.com/company/charter-oak-capital-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MERCER GLOBAL ADVISORS INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
MERCER GLOBAL ADVISORS INC.
Carbino, Cindi
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:charteroak.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001810720
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-02-12
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001810720-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
TWO INTERNATIONAL DRIVE, SUITE 325PORTSMOUTH, NH 03801
Business
TWO INTERNATIONAL DRIVE, SUITE 325PORTSMOUTH, NH 03801
Edgar EIN
263694779
Edgar Recent Filings
13F-HR2026-04-24 · 0001810720-26-000004
13F-HR2026-01-23 · 0001810720-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
147363
Trust Company Affiliate
No

People (17)

17
MERCER GLOBAL ADVISORS INC.
Direct Owner · 87.5%
147363
CLAPP, SARAH, SERLING
IAR · Executive Officer · 2.5%
5884280
ZARAMBA, KAREN, LEE
IAR · Executive Officer · 2.5%
1874868
WYAND, LENA
IAR · Executive Officer · 2.5%
5448070
Bean, EMMA, K
IAR · Executive Officer · 2.5%
6279282
CESCA, TODD, MICHAEL
IAR · Executive Officer · 2.5%
4187446
TROIANO, JEFFREY, SCOTT
IAR · Executive Officer · 2.5%
2282591
Carbino, Cindi
Executive Officer · 2.5%
8036321
HUTCHINSON, DEANNA, BOWEN
Executive Officer · 2.5%
5772857
EUGENE ROBERT AKERBERG
IAR
2072909
Alicia Chiamulera
IAR
6392951
JAMES ALLEN BOSSIEUX
IAR
4250872
JESSICA LYNN KREGER
IAR
5700793
JOHN WILSON
IAR
7601868
SAMUEL RICHARDSON REID
IAR
5209980
KATY MORRISON CARR
IAR
4494146
Renee Elizabeth Hickey
IAR
7715708