SourcingSourcing

TATE WEALTH MANAGEMENT

B57
CRD 120938·SEC 801-63712·SACRAMENTO, CA
AUM
$293.4M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$880K
@ 30% margin
Est. Deal Value
$7.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TATE WEALTH MANAGEMENT
CRD
120938
SEC file #
801-63712
EIN
—
DBA names
Tate Private Wealth Advisers

Economics

AUM
$293.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$283.5M → $293.4M▲ +3%
Client mix
Individuals High Net Worth72
Individuals Other56
Corporations10
Pension Profit Sharing Plans5
Charitable Organizations2

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
SACRAMENTO CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
tategrp.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TATE, MICHAEL, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
TATE, MICHAEL, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TATEGRP.COM
Rdap Domain Creation Date
2018-03-09T12:49:31Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-03-09T12:49:31Z
Rdap Domain Last Changed
2026-03-10T14:05:59Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2640834
Trust Company Affiliate
No

People (2)

2
TATE, MICHAEL, ROBERT
IAR · Direct Owner · 87.5%
2640834
MARK HOWARD TEKAMP
IAR
1056839