SourcingSourcing

MULLOOLY ASSET MANAGEMENT, INC.

B57
CRD 121184·SEC 801-96189·WALL TOWNSHIP, NJ
AUM
$455.6M
$100M-$500M
Est. Revenue
$4.6M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MULLOOLY ASSET MANAGEMENT, INC.
CRD
121184
SEC file #
801-96189
EIN
464786184
DBA names
—

Economics

AUM
$455.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$199.5M → $455.6M▲ +128%
Client mix
Individuals Other419
Individuals High Net Worth114

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
WALL TOWNSHIP NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/23/2026
ADV-W filed at
—
Website
mullooly.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MULLOOLY, THOMAS, PETER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MULLOOLY, THOMAS, PETER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MULLOOLY.NET
Rdap Domain Creation Date
2002-06-19T03:00:42Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001950591
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-05-08
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0001950591-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3815
Soi Zip Pct 200k Plus
0.1569
Soi Zip Returns 200k Plus
1880
Soi Zip Total AGI
1,566,926
Fdic Zip Total Deposits
17,997,307,000
Fdic Zip Branch Count
279
Fdic Zip Top Banks
Bank of America, National Association
TD Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1971 STATE ROUTE 34SUITE 102WALL TOWNSHIP, NJ 07719
Business
1971 STATE ROUTE 34SUITE 102WALL TOWNSHIP, NJ 07719
Edgar EIN
464786184
Edgar Recent Filings
13F-HR2026-05-07 · 0001950591-26-000003
13F-HR2026-02-06 · 0001950591-26-000001
Fdic Zip Branches Raw
Provident Savings BankWall Township, NJ
Shadow Lawn Savings Bank, SLABelmar, NJ
Fdic Zip HHI
867.99
Fdic Zip Top Bank Share Pct
15.97
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-06-19T03:00:42Z
Rdap Domain Last Changed
2025-05-25T16:47:03Z
Rdap Nameservers
Beau.ns.cloudflare.comPeaches.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI29,576
Returns2,610
Stub 2
AGI68,958
Returns1,840
Stub 3
AGI99,526
Returns1,610
Soi Zip Total Business Income
70,262
Soi Zip Total Cap Gains
103,770
Soi Zip Total Dividends
40,148
Soi Zip Total Returns
11,980
Top Owner CRD
1198938
Trust Company Affiliate
No

People (4)

4
MULLOOLY, THOMAS, PETER
IAR · Direct Owner · 87.5%
1198938
BRENDAN THOMAS MULLOOLY
IAR
6328392
Timothy James Mullooly
IAR
6603689
Thomas Casey Mullooly
IAR
6705576