SourcingSourcing

WEALTHSPIRE RETIREMENT, LLC

C37
CRD 121254·SEC 801-66107·ALISO VIEJO, CA
AUM
$38.61B
$1B+
Est. Revenue
$386.1M
@ 1% on AUM
Est. EBITDA
$115.8M
@ 30% margin
Est. Deal Value
$926.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEALTHSPIRE RETIREMENT, LLC
CRD
121254
SEC file #
801-66107
EIN
330905143
DBA names
Wealthspire Retirement Advisory

Economics

AUM
$38.61B
AUM band
$1B+
AUM trajectory
'20'26
$56.74B → $38.61B▼ -32%
Client mix
Individuals Other5,369
Pension Profit Sharing Plans1,395
Individuals High Net Worth768

Operations

Employees (total)
244
Advisory staff (per ADV)
139
Advisory staff (5-yr trend)
'20'26
78 advisors → 139 advisors▲ +78%
Primary office
ALISO VIEJO CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
wealthspire.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WEALTHSPIRE US PARENT, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
16
Control Persons
WEALTHSPIRE US PARENT, LLC
GOLDSTEIN, JUSTIN, LOUIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WEALTHSPIRE.COM
Rdap Domain Creation Date
2013-09-16T05:28:55Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy Corporate Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
536
Form 5500 Total Compensation
21,530,120
Form 5500 Compensation Trajectory 3y
202520,556,878
2026973,242
Form 5500 Plan Count Trajectory 3y
2025500
202636
Schedule C Total Compensation
21,530,120
Schedule C Service Provider Rows
537

SEC EDGAR

Edgar Cik
0002040084
Edgar Registered
Yes
Edgar Filing Count
29
Edgar First Filing Date
2025-02-13
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0002040084-26-000003
Edgar Former Names
NFP Retirement, Inc.

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
Fidelity4
Pershing4
E*trade4
Edgar Addresses
Mailing
120 VANTISSUITE 400ALISO VIEJO, CA 92656
Business
120 VANTISSUITE 400ALISO VIEJO, CA 92656
Edgar EIN
330905143
Edgar Recent Filings
13F-HR2026-05-13 · 0002040084-26-000003
13F-HR2026-02-18 · 0002040084-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-16T05:28:55Z
Rdap Domain Last Changed
2026-04-24T02:07:08Z
Rdap Nameservers
Ns07.gcd-dns.comNs08.gcd-dns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (61)

61
GOLDSTEIN, JUSTIN, LOUIS
IAR · Executive Officer · 2.5%
5779980
Stewart, Solomon
IAR · Executive Officer · 2.5%
5823172
SHAPIRO, JOEL, BARRY
IAR · Executive Officer · 2.5%
5104448
KEELING, GEOFFREY, VINCENT
IAR · Executive Officer · 2.5%
2644071
GOSS, MICHAEL, EDMOND
Executive Officer · 2.5%
2557044
HILZENRATH, ROBERT, JAY
Executive Officer · 2.5%
1869935
JONES, KAMERON, ALEXANDER
Executive Officer · 2.5%
6258763
LAMENA, MICHAEL, ANTHONY
Executive Officer · 2.5%
2797064
LONG, BRAD, Leighton
Executive Officer · 2.5%
5358362
Moceri, Lisa, Marie
Executive Officer · 2.5%
8209719
MOO, VERONICA, EI CHUN
Executive Officer · 2.5%
5867442
NELSON, CARL, EDWARD
Executive Officer · 2.5%
2243802
SCHNEIDER, BRETT, RONALD
Executive Officer · 2.5%
5636953
YU, BRIAN, J
Executive Officer · 2.5%
5325544
DOWLING, HANNAH, ROSE
Executive Officer · 2.5%
7745911
CAROLE BROWNE
IAR
1715863
April Camp
IAR
7637083
ALISSA JEAN Koebler-PURKO
IAR
6205645
Durene Lenis Wilhelmi
IAR
7391593
RANDY WAYNE TAYLOR
IAR
7334539
Katelyn Whalen
IAR
5858638
BRANDON KEITH SPROLES
IAR
4055034
Scott Thomas Sledjeski
IAR
7575970
JOHN DAVID ROEGNER
IAR
4704719
ROBERT TEDESCO
IAR
4404021
ORLANDO JOSE TORRES
IAR
5035624
ALLISON FLINK
IAR
4341987
Joseph David Delaney
IAR
6828854
JULIE ADELE GRAHAM
IAR
2553948
Carina Michelle Gascon
IAR
7926343
Brooks Finnegan
IAR
7638220
SUSANN KATHLEEN HAAS
IAR
4303946
Marc Feinberg
IAR
7684621
MARCEL JAMES DUPRE
IAR
2794551
MICHAEL WINSTON DANZANSKY
IAR
2410074
GEORGE ELVIN CHAZULLE
IAR
2979661
CHRISTOPHER DAVID LANGSTAFF
IAR
6482905
RICHARD ROBERT KRUSE
IAR
1218830
JOHN LAWRENCE LIVINGSTON
IAR
2266423
DANIEL JOSEPH KALLUS
IAR
2424974
MARC VINCENT MCDOWELL
IAR
2747589
Eileen Patricia Mahoney
IAR
1991963
JONATHAN HOWARD MAERTZ
IAR
2551335
LILY ANN MATIAS
IAR
2611212
ERIC CHRISTOPHER LOYD
IAR
2378616
KRISTIN KAY JACOBSON
IAR
2748642
JOHN KENNETH RICHARDS
IAR
5451385
Kelly Pelino
IAR
8056462
Brielle Renae Parkinson
IAR
7565573
STEVEN L PROM
IAR
4260709
Vardell Jonte Smith
IAR
7334085
PAULA ANN HENDRICKSON
IAR
2668481
TODD REID HOPPOCK
IAR
2226874
BARBARA ANNE HEALY
IAR
712443
JAMIE ANN HAYES
IAR
4475056
Thomas August Heuer
IAR
7139843
PATRICK EUGENE FLYNN
IAR
1978133
CLIFTON WILLIAM HORNER
IAR
4873483
ANTHONY ALLEN CARDINAL
IAR
1907461
JILL BARRY SHEA
IAR
2312352