SourcingSourcing

SHUTTLEWORTH & COMPANY

C49
CRD 121382·SEC 801-120895·POWELL, OH
AUM
$173.0M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$519K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SHUTTLEWORTH & COMPANY
CRD
121382
SEC file #
801-120895
EIN
—
DBA names
—

Economics

AUM
$173.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$110.0M → $173.0M▲ +57%
Client mix
Individuals Other142
Individuals High Net Worth56
Pension Profit Sharing Plans6

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
3 advisors → 2 advisors▼ -33%
Primary office
POWELL OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/15/2026
ADV-W filed at
—
Website
sco-advisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FREIBURGER, MATTHEW, RAYMOND
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FREIBURGER, MATTHEW, RAYMOND
MAYNARD, ERIN, M
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SCO-ADVISORS.COM
Rdap Domain Creation Date
2013-01-03T20:11:11Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
5,887
Form 5500 Compensation Trajectory 3y
20255,887
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
5,887
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-03T20:11:11Z
Rdap Domain Last Changed
2022-12-29T15:49:51Z
Rdap Nameservers
Ns37.domaincontrol.comNs38.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5207204
Trust Company Affiliate
No

People (2)

2
FREIBURGER, MATTHEW, RAYMOND
IAR · Direct Owner · 62.5%
5207204
MAYNARD, ERIN, M
IAR · Direct Owner · 62.5%
3124545