SourcingSourcing

TUDOR FINANCIAL, INC.

C49
CRD 121495·SEC 801-118723·DAYTON, OH
AUM
$256.3M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$769K
@ 30% margin
Est. Deal Value
$6.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TUDOR FINANCIAL, INC.
CRD
121495
SEC file #
801-118723
EIN
311241724
DBA names
—

Economics

AUM
$256.3M
AUM band
$100M-$500M
AUM trajectory
'21'26
$131.9M → $256.3M▲ +94%
Client mix
Individuals Other357
Individuals High Net Worth74
Charitable Organizations4

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'21'26
7 advisors → 6 advisors▼ -14%
Primary office
DAYTON OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
tudorfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DONALDSON, GRANT, STEVEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DONALDSON, GRANT, STEVEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TUDORFINANCIAL.COM
Rdap Domain Creation Date
2006-03-09T16:09:05Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002045307
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2024-11-21
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
8
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001214659-26-006492

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
12
Bc Firm Active IA Count
16
Bc Firm IAR Count
16
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
8111 TIMBERLODGE TRAILDAYTON, OH 45458
Business
8111 TIMBERLODGE TRAILDAYTON, OH 45458
Edgar EIN
311241724
Edgar Recent Filings
13F-HR/A2026-05-15 · 0001214659-26-006492
13F-HR2026-05-14 · 0001214659-26-006171
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-09T16:09:05Z
Rdap Domain Last Changed
2022-01-08T09:55:45Z
Rdap Nameservers
Eric.ns.cloudflare.comGail.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1970214
Trust Company Affiliate
No

People (9)

9
DONALDSON, GRANT, STEVEN
IAR · Direct Owner · 87.5%
1970214
DREW ALAN BRAZIE
IAR
1396284
Kurt Mortenson
IAR
1672826
PAUL ALAN BRAZIE
IAR
4253686
Adam Michael Donaldson
IAR
7291712
CHRISTINE P Y TENBARGE
IAR
724373
JESSICA LYNN DAVIS
IAR
6260728
MELVIN CHARLES BRAZIE
IAR
29441
MICHAEL REED MORTENSON
IAR
6064013