SourcingSourcing

SIMCOE CAPITAL, LLC

B57
CRD 121505·SEC 801-134770·SPOKANE, WA
AUM
$109.4M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$328K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SIMCOE CAPITAL, LLC
CRD
121505
SEC file #
801-134770
EIN
852783313
DBA names
Signia Capital Management

Economics

AUM
$109.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$103.6M → $109.4M▲ +6%
Client mix
Individuals High Net Worth13

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
4 advisors → 2 advisors▼ -50%
Primary office
SPOKANE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BEAVEN, RICHARD, SCOTT
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
BEAVEN, RICHARD, SCOTT
KELLY, COLIN, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:simcoe.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002109203
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-04
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0002109203-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Northern Trust2
Edgar Addresses
Mailing
9 S WASHINGTON STSUITE 520SPOKANE, WA 99201
Business
9 S WASHINGTON STSUITE 520SPOKANE, WA 99201
Edgar EIN
852783313
Edgar Recent Filings
13F-HR2026-05-08 · 0002109203-26-000002
13F-HR2026-02-04 · 0002109203-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4569943
Trust Company Affiliate
No

People (5)

5
BEAVEN, RICHARD, SCOTT
IAR · Direct Owner · 37.5%
4569943
KELLY, COLIN, THOMAS
IAR · Direct Owner · 37.5%
5031731
GREENWOOD, PAUL, RICHARD
Direct Owner · 7.5%
4982347
SWALLOW, JOHN, ALAN
Direct Owner · 7.5%
2856256
MARTIN, ALISA, JANELL
IAR · Executive Officer · 2.5%
2359519