SourcingSourcing

QUANTUM FINANCIAL SERVICES INC.

B52
CRD 121631·SEC 801-67729·INDIANAPOLIS, IN
AUM
$730.9M
$500M-$1B
Est. Revenue
$7.3M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
QUANTUM FINANCIAL SERVICES INC.
CRD
121631
SEC file #
801-67729
EIN
—
DBA names
—

Economics

AUM
$730.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$196.4M → $730.9M▲ +272%
Client mix
Individuals High Net Worth78

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
1 advisors → 2 advisors▲ +100%
Primary office
INDIANAPOLIS IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
quantumfinancialinc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KOWAL, JACK, THOMAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KOWAL, JACK, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
QUANTUMFINANCIALINC.COM
Rdap Domain Creation Date
2003-10-08T18:27:37Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-08T18:27:37Z
Rdap Domain Last Changed
2025-09-09T06:28:01Z
Rdap Nameservers
Ns1.lumasis.netNs2.lumasis.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
729667
Trust Company Affiliate
No

People (2)

2
KOWAL, JACK, THOMAS
IAR · Direct Owner · 87.5%
729667
RAY MARR
IAR
7386928